D.W. Winnicott, Papers and correspondences, 1960s, 1960-1962
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Brief Description:

His theories of the true/false self may have been over-influenced by his own childhood experience of caring for a depressed mother, which resulted in the development of a prematurely mature self which he was only subsequently able to undo. Nevertheless, Winnicott remains one of the few twentieth-century analysts who, in stature, breadth, minuteness of observations, and theoretical fertility can legitimately be compared to Sigmund Freud.

This Collection overall comprises correspondences between D.W. Winnicott and the officials of the LAPSI between the years of 1960 and 1962. Largely the content of the correspondences relates to the visit for lecturing of D.W. Winnicott to America and specifically to Los Angeles. Only one document is a paper written by D.W. Winnicott, namely, RG-37.01, Dr. D.W. Winnicott, “Dependence in Infant Care, in Child Care and in Psychoanalysis.”

In the letters circulated between D.W. Winnicott and the officials of LAPSI, logistic of his lecturing and travel was discussed. The terms of his visit had been at least two times postponed, first in 1960 and second in the Spring of 1962. D.W. Winnicott arrived to Los Angeles in the beginning of October of 1962.

He proposed a broad subject for his lecture, namely he wrote, “Would it be suitable if I were to speak on the subject of ‘Dependence in Infant Care, in Child Care and in Psychoanalysis?’

D.W. Winnicott stayed in Los Angeles from October 1 to October 5 of 1962. On October 3, 1962, he lectured on the topic, “A Personal View of the Kleinian Contribution to the Theory of Emotional Development at Early Stages.”

This Collection also contains documents issued with regard to visa support for D.W. Winnicott by the LAPSI officials.

Held at:
NCP-LA
Record Series Number: RG-37/RG-37
Created by: D.W. Winnicott (1960 --1962)
Volume: 1.0 Folders
Biographical Note for D.W. Winnicott (1960 --1962) :

Donald Woods Winnicott (7 April 1896 – 25 January 1971) was an English pediatrician and psychoanalyst who was especially influential in the field of object relations theory and developmental psychology. He was a leading member of the British Independent Group of the British Psychoanalytical Society, President of the British Psychoanalytical Society twice (1956–1959 and 1965–1968), and a close associate of Marion Milner.

Winnicott is best known for his ideas on the true self and false self, the "good enough" parent, and the transitional object. He wrote several books, including Playing and Reality and over 200 papers.

Winnicott rose to prominence just as the followers of Anna Freud were battling those of Melanie Klein for the right to be called Sigmund Freud's true intellectual heirs. Out of the Controversial discussions during World War II, a compromise was established with three more-or-less amicable groups of the psychoanalytic movement: the Freudians, the Kleinians, and the "Middle Group" of the British Psychoanalytical Society (later called the "Independent Group"), to which Winnicott belonged, along with Ronald Fairbairn, Michael Balint, Masud Khan, John Bowlby, Marion Milner, and Margaret Little.

Except for one book published in 1931 (Clinical Notes on Disorders of Childhood), all of Winnicott's books were published after 1944, including The Ordinary Devoted Mother and Her Baby (1949), The Child and the Family (1957), Playing and Reality (1971), and Holding and Interpretation: Fragment of an Analysis (1986).

Winnicott's pediatric work with children and their mothers led to the development of his influential concept concerning the "holding environment". Winnicott claimed that "the foundations of health are laid down by the ordinary mother in her ordinary loving care of her own baby", central to which was the mother's attentive holding of her child.

Winnicott considered that the "mother's technique of holding, of bathing, of feeding, everything she did for the baby, added up to the child's first idea of the mother", as well as fostering the ability to experience the body as the place wherein one securely lives. Extrapolating the concept of holding from mother to family and the outside world, Winnicott saw as key to healthy development "the continuation of reliable holding in terms of the ever-widening circle of family and school and social life".

Winnicott was influential in viewing the work of the psychotherapist as offering a substitute holding environment based on the mother/infant bond. Winnicott wrote: “A correct and well-timed interpretation in an analytic treatment gives a sense of being held physically that is more real...than if a real holding or nursing had taken place. Understanding goes deeper”.

His theoretical writings emphasized empathy, imagination, and, in the words of philosopher Martha Nussbaum, who has been a proponent of his work, "the highly particular transactions that constitute love between two imperfect people.

One of the elements that Winnicott considered could be lost in childhood was what he called the sense of being – for him, a primary element, of which a sense of doing is only a derivative. The capacity for being – the ability to feel genuinely alive inside, which Winnicott saw as essential to the maintenance of a true self – was fostered in his view by the practice of childhood play.

In contrast to the emphasis in orthodox psychoanalysis upon generating insight into unconscious processes, Winnicott considered that playing was the key to emotional and psychological well-being . By "playing", he meant not only the ways that children of all ages play, but also the way adults "play" through making art, or engaging in sports, hobbies, humor, meaningful conversation, et cetera. At any age, he saw play as crucial to the development of authentic selfhood, because when people play they feel real, spontaneous and alive, and keenly interested in what they're doing. He thought that insight in psychoanalysis was helpful when it came to the patient as a playful experience of creative, genuine discovery; dangerous when patients were pressured to comply with their analyst's authoritative interpretations, thus potentially merely reinforcing a patient's false self. Winnicott believed that it was only in playing that people are entirely their true selves, so it followed that for psychoanalysis to be effective, it needed to serve as a mode of playing.

Two of the techniques whereby Winnicott used play in his work with children were the squiggle game and the spatula game. The first involved Winnicott drawing a shape for the child to play with and extend (or vice versa) – a practice extended by his followers into that of using partial interpretations as a 'squiggle' for a patient to make use of.

The second, more famous instance involved Winnicott placing a spatula (tongue depressor) within the child's reach for him to play with. Winnicott considered that "if he is just an ordinary baby he will notice the attractive object...and he will reach for it....[then] in the course of a little while he will discover what he wants to do with it". From the child's initial hesitation in making use of the spatula, Winnicott derived his idea of the necessary 'period of hesitation' in childhood (or analysis), which makes possible a true connection to the toy, interpretation or object presented for transference.

Many of Winnicott's writings show his efforts to understand what helps people to be able to play, and on the other hand what blocks some people from playing. Babies can be playful when they're cared for by people who respond to them warmly and playfully, like a mother who smiles and says, "Peek-a-boo!" when she sees her baby playfully peeking out from behind his hands. If the mother never responded playfully, sooner or later the baby would stop trying to elicit play from her. Indeed, Winnicott came to consider that "Playing takes place in the potential space between the baby and the mother-figure....[T]he initiation of playing is associated with the life experience of the baby who has come to trust the mother figure". "Potential space" was Winnicott's term for a sense of an inviting and safe interpersonal field in which one can be spontaneously playful while at the same time connected to others (again a concept that has been extrapolated to the practice of analysis).

Playing can also be seen in the use of a transitional object, Winnicott's term for an object, such as a teddy bear, that has a quality for a small child of being both real and made-up at the same time. Winnicott pointed out that no one demands that a toddler explain whether his Binky is a "real bear" or a creation of the child's own imagination, and went on to argue that it's very important that the child is allowed to experience the Binky as being in an undefined, "transitional" status between the child's imagination and the real world outside the child. For Winnicott, one of the most important and precarious stages of development was in the first three years of life, when an infant grows into a child with an increasingly separate sense of self in relation to a larger world of other people. In health, the child learns to bring his or her spontaneous, real self into play with others; in a false self disorder, the child has found it unsafe or impossible to do so, and instead feels compelled to hide the true self from other people, and pretend to be whatever they want instead. Playing with a transitional object can be an important early bridge between self and other, which helps a child develop the capacity to be genuine in relationships, and creative.

Playing for Winnicott ultimately extended all the way up from earliest childhood experience to what he called "the abstractions of politics and economics and philosophy and culture...this 'third area', that of cultural experience which is a derivative of play."

Winnicott wrote that "a word like self...knows more than we do." He meant that, while philosophical and psychoanalytic ideas about the self could be very complex and arcane, with a great deal of specialized jargon, there was a pragmatic usefulness to the ordinary word "self" with its range of traditional meanings. For example, where other psychoanalysts used the Freudian terminology of ego and id to describe different functions of a person's psychology, Winnicott at times used "self" to refer to both. For Winnicott, the self is a very important part of mental and emotional well-being which plays a vital role in creativity. He thought that people were born without a clearly developed self and had to "search" for an authentic sense of self as they grew. "For Winnicott, the sense of feeling real, feeling in touch with others and with one's own body and its processes was essential for living a life.

"Only the true self can be creative and only the true self can feel real." For Winnicott, the True Self is a sense of being alive and real in one's mind and body, having feelings that are spontaneous and unforced. This experience of aliveness is what allows people to be genuinely close to others, and to be creative.

Winnicott thought that the "True Self" begins to develop in infancy, in the relationship between the baby and its primary caregiver (Winnicott typically refers to this person as "the mother"). One of the ways the mother helps the baby develop an authentic self is by responding in a welcoming and reassuring way to the baby's spontaneous feelings, expressions, and initiatives. In this way the baby develops a confidence that nothing bad happens when she expresses what she feels, so her feelings don't seem dangerous or problematic to her, and she doesn't have to put undue attention into controlling or avoiding them. She also gains a sense that she is real, that she exists and her feelings and actions have meaning.

Winnicott thought that one of the developmental hurdles for an infant to get past is the risk of being traumatized by having to be too aware too soon of how small and helpless she really is. A baby who is too aware of real-world dangers will be too anxious to learn optimally. A good-enough parent is well enough attuned and responsive to protect the baby with an illusion of omnipotence or being all-powerful. For example, a well-cared-for baby usually doesn't feel hungry for very long before being fed. Winnicott thought the parents' quick response of feeding the baby gives the baby a sense that whenever she's hungry, food appears as if by magic, as if the baby herself makes food appear just by being hungry. To feel this powerful, Winnicott thought, allowed a baby to feel confident, calm and curious, and able to learn without having to invest a lot of energy into defenses.

In Winnicott's writing, the "False Self" is a defense, a kind of mask of behavior that complies with others' expectations. Winnicott thought that in health, a False Self was what allowed one to present a "polite and mannered attitude" in public.

But he saw more serious emotional problems in patients who seemed unable to feel spontaneous, alive or real to themselves anywhere, in any part of their lives, yet managed to put on a successful "show of being real". Such patients suffered inwardly from a sense of being empty, dead or "phony".

Winnicott thought that this more extreme kind of False Self began to develop in infancy, as a defense against an environment that felt unsafe or overwhelming because of a lack of reasonably attuned caregiving. He thought that parents did not need to be perfectly attuned, but just "ordinarily devoted" or "good enough" to protect the baby from often experiencing overwhelming extremes of discomfort and distress, emotional or physical. But babies who lack this kind of external protection, Winnicott thought, had to do their best with their own crude defenses.

One of the main defenses Winnicott thought a baby could resort to was what he called "compliance", or behavior motivated by a desire to please others rather than spontaneously express one's own feelings and ideas. For example, if a baby's caregiver was severely depressed, the baby would anxiously sense a lack of responsiveness, would not be able to enjoy an illusion of omnipotence, and might instead focus his energies and attentions on finding ways to get a positive response from the distracted and unhappy caregiver by being a "good baby". The "False Self" is a defense of constantly seeking to anticipate others' demands and complying with them, as a way of protecting the "True Self" from a world that is felt to be unsafe.

Winnicott thought that the "False Self" developed through a process of introjection, (a concept developed early on by Freud) in or internalizing one's experience of others. Instead of basing his personality on his own unforced feelings, thoughts, and initiatives, the person with a "False Self" disorder would essentially be imitating and internalizing other people's behavior – a mode in which he could outwardly come to seem "just like" his mother, father, brother, nurse, or whoever had dominated his world, but inwardly he would feel bored, empty, dead, or "phony". Winnicott saw this as an unconscious process: not only others but also the person himself would mistake his False Self for his real personality. But even with the appearance of success, and of social gains, he would feel unreal and lack the sense of really being alive or happy.

The division of the True and False self roughly develops from Freud's (1923) notion of the Superego which compels the Ego to modify and inhibit libidinal Id impulses, possibly leading to excessive repression but certainly altering the way the environment is perceived and responded to. However, it is not a close equation as the Id, Ego and Superego are complex and dynamic inter-related systems that do not fit well into such a dichotomy. The theory more closely resembles Carl Rogers simplified notions of the Real and Ideal self. According to Winnicott, in every person the extent of division between True and False Self can be placed on a continuum between the healthy and the pathological. The True Self, which in health gives the person a sense of being alive, real, and creative, will always be in part or in whole hidden; the False  Self is a compliant adaptation to the environment, but in health it does not dominate the person's internal life or block him from feeling spontaneous feelings, even if he chooses not to express them. The healthy False Self feels that it is still being true to the True Self. It can be compliant to expectations but without feeling that it has betrayed its "True Self".

Winnicott's theoretical elusiveness has been linked to his efforts to modify Kleinian views. But whereas from a Kleinian standpoint, his repudiation of the concepts of envy and the death drive were a resistant retreat from the harsh realities she had found in infant life, he has also been accused of being too close to Klein of sharing in her regressive shift of focus away from the Oedipus complex to the pre-oedipal.

Winnicott has also been accused of identifying himself in his theoretical stance with an idealized mother, in the tradition of mother (Madonna) and child. Related is his downplaying of the importance of the erotic in his work, as well as the Wordsworthian Romanticism of his cult of childhood play (exaggerated still further in some of his followers).

His theories of the true/false self may have been over-influenced by his own childhood experience of caring for a depressed mother, which resulted in the development of a prematurely mature self which he was only subsequently able to undo. Nevertheless, Winnicott remains one of the few twentieth-century analysts who, in stature, breadth, minuteness of observations, and theoretical fertility can legitimately be compared to Sigmund Freud.

Subject Index
A letter from D.W. Winnicott to Carel van der Heide, March 6, 1962
A letter from D.W. Winnicott to Hilda Rollman-Branch, July 23, 1962
A letter from D.W. Winnicott to Maurice Walsh, December 9, 1960
A letter from D.W. Winnicott to Melvin Mandel, August 15, 1962
A letter from D.W. Winnicott to Melvin Mandel, July 23, 1962
A Letter from Dr. Winnicott to Dr. Sperling, President of LAPSI, September 20, 1962
A Letter to Dr. Carel Van der Heide from Dr. Winnicott, February 8, 1962
A Letter to Dr. Carel Van der Heide from Dr. Winnicott, November 16, 1961
A Letter to Dr. D.W. Winnicott from Dr. Walsh, November 22, 1960
A Letter to Dr. Ilse Jawetz from Dr. Winnicott, February 8, 1962
A Letter to Dr. Winnicott from Dr. Greenson, January 10, 1961
A Letter to Dr. Winnicott from Dr. Van der Heide, December 4, 1961
A Letter to Miriam from Dr. Winnicott, September 9, 1962
A Visa support letter issued by Dr. Van der Heide on behalf of Dr. Winnicott, September 25, 1962
Correspondences between D.W. Winnicott and the LAPSI officials, 1960s
D.W. Winnicott, A concept of True and False Self, discourse
D.W. Winnicott, announcement of his lecture, LAPSI, October 4, 1962
D.W. Winnicott, child psychoanalysis, theory and discourse
D.W. Winnicott, correspondence about his probable visit to Los Angeles, 1960, 1962
D.W. Winnicott, correspondences, 1960s
D.W. Winnicott, discourse of practical analysis, 1962
D.W. Winnicott, lecture, A Personal View of the Kleinian Contribution to the Early Stages, 1962
D.W. Winnicott, lectures, 1960s
D.W. Winnicott, lecturing in Los Angeles, October 1962
D.W. Winnicott, scientific works, 1960s
D.W. Winnicott, the mental health of children cannot be established without good parental care
D.W. Winnicott, transference dependence, theory
D.W. Winnicott, travel to America, Los Angeles, visa, September 1962
D.W. Winnicott about his female patient her ego strength is not able to withstand any strong emotion
D.W. Winnicott with regard to the Kleinian Theory of Early Stages, discourse, 1962
Documents of D.W. Winnicott in the NCP-LA Archive
Documents of the Department of Justice, consular affairs, in the NCP-LA Archive
United States Department of Justice issued a visa for D.W. Winnicott, September 1962
Winnicott, notice of approval of visa petition to America, September 26, 1962
Languages of Materials
English [eng]